Our depth of practice management support allows you to easily integrate our platform into your business. This critical efficiency will help you increase profitability, as well as save significant time, energy, and capital.
Expand Your Team
We build our resources, infrastructure and even our team seamlessly into your firm. You will have direct access to our Investment Team as well as financial planning, graphic design, operations, and compliance consultants as needed. This allows you to expand your team across a variety of functional areas without the associated costs of direct hires.
A Guided Blueprint
Training is available in multiple methods to help maximize your success. Our resource center provides an e-learning environment that can be accessed at any time and includes items that can be used during each stage of the client relationship. In addition, we offer personalized coaching which delivers guidance, best practices, and repeatable processes that have been successfully implemented by top advisors.
We provide our advisor partners with significant back office support without limiting or restricting direct access to the custodians.
Account Data Management
We download and reconcile all account data from the custodians to provide you with a turnkey and fully-managed account aggregation platform.
We process various return calculations using the reconciled transactional data so that you and your clients can access a full suite of detailed reporting.
We extend our operations submission platform to your team which provides operational efficiency, transparency, and organization.
Account Service Support
We offer added support for a variety of client account service requests, which provides added efficiency and capacity for your staff.
New Business Support
We provide an additional layer of oversight for the new account process, helping to ensure smooth and timely account opening and funding.
We manage all aspects of the fee calculation, deduction, and payout processes.
We generate and execute all trading associated with new accounts, cash management, and rebalancing which provides efficiency and simplifies your compliance requirements.
If you implement our platform through your RIA, we provide a variety of helpful compliance resources to reduce your compliance-related costs as well as strengthen your compliance program.
Compliance Submission Platform
Designed to provide critical parameters around your books and records workflows as well as required document retention
Designed to concisely educate you on best practices related to key compliance topics
Includes an additional layer of compliance support by coordinating with you and your compliance consultant or internal compliance team to help you navigate the regulatory environment.
If you affiliate with our RIA, we provide you with a fully managed, turnkey compliance system which transfers a significant amount of the compliance-related burdens, costs, and responsibilities to our firm.
Compliance Submission Platform
Designed to provide an efficient system for you to submit ongoing compliance requests for review and documentation.
Includes all necessary compliance oversight including branch audits, compliance testing, and maintenance of all books and records.
Includes errors and omission (E&O) insurance for your investment-related activities as well as cyber security insurance
Includes all necessary technology to oversee your email, social media, website, and digital communications.